Skip to content
compliancebase
ISO 27001A.5 — Response to information security incidents

A.5.26

Response to information security incidents

ISO 27001 · ISO/IEC 27001:2022 · Last verified July 2026

Objective

Respond to information security incidents according to documented procedures, from detection through closure.

Points of focus

  • Incidents are logged with timestamps for detection, containment, and resolution
  • Response follows the defined roles and severity from the incident plan (A.5.24)
  • Postmortems capture root cause and assign owners and due dates for corrective actions
  • Notification decisions, such as customer or regulator, are documented, including the rationale when notification wasn't required

Implementation notes

Log incidents as they happen with timestamps at each stage — detection, containment, eradication, recovery, communication — using whatever ticketing system engineering already uses, rather than a separate compliance log that gets backfilled later. Write a short postmortem for anything above a defined severity, including near-misses, with a root cause and named owners for follow-up actions, and track those actions to closure the same way you'd track a bug. Document notification decisions explicitly, including the reasoning when you decide notification isn't required, since 'we didn't think it was serious enough' with no record looks identical to 'we forgot to check.' Route lessons learned back into the risk register and, where relevant, update the incident plan itself so the same gap doesn't recur.

Audit tip: Ask for the most recent incident or near-miss end to end, including the postmortem and whether every corrective action closed. A single well-documented example beats a long list of vague ticket titles.

Evidence auditors typically request:

  • Incident tickets or postmortem docs showing the timeline: detected, contained, resolved, communicated
  • At least one sample incident, or near-miss, tracing the full lifecycle with named responders
  • Corrective action tracker showing postmortem follow-ups with owners and closure dates
  • Notification record or decision log for whether customers or regulators were informed, with rationale

Common gaps

  • Postmortems exist but corrective actions have no owner or due date, so they never close
  • Only major incidents are logged; near-misses, such as a blocked attack or a caught misconfiguration, aren't captured, so the process looks untested
  • Notification decisions aren't documented — no record of who decided a low-severity event didn't require customer notice
  • Lessons learned from an incident aren't fed back into the risk register or the incident plan itself

Cross-Framework Mapping

FrameworkRequirementImplementation note
ISO 27001A.5.26This control
SOC 2CC7.4, CC7.5CC7.4 covers response and CC7.5 covers recovery — a single well-documented incident with a clear timeline typically supports both criteria.
GDPRArticle 33If personal data was involved, the incident record should explicitly show whether the Article 33 threshold was assessed, even when the conclusion was that no notification was required.
HIPAA164.308(a)(6)164.308(a)(6) expects documented incidents and outcomes for anything touching PHI — treat PHI-adjacent incidents as a distinct, clearly labeled category in your log.

Primary sources

Frequently Asked Questions

Use near-misses, drills, or the tabletop exercise from A.5.24 as your operating evidence. Auditors accept this, but the process still needs to show it works, not just that it exists on paper.

A lightweight version — what happened, how it was caught, what changed — is enough for low severity. Reserve deep root-cause analysis for incidents that meet your defined severity threshold.

Name this in the plan under A.5.24 ahead of time, typically legal or a DPO plus an executive, and record that the decision was made, even when the answer is no.

Long enough to cover your certification cycle and any legal retention requirements — three years is a common baseline, longer if regulatory obligations apply.

Framework versions referenced in this page:

  • ISO/IEC 27001ISO/IEC 27001:2022

Last verified: July 2026 · Primary sources linked above